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PRIVACY CENTER

Producers are ultimately responsible for the use or implementation of these concepts and should be aware of any and all applicable compliance requirements. Investment advisors must obtain pre-approval from the broker-dealer and/or Registered Investment Adviser with which they may be affiliated prior to incorporating digital marketing into their marketing practice.

­Individuals registered with AEWM, AEFS and/or MAS must obtain pre-approval from AEWM/AEFS/MAS prior to incorporating digital marketing into their practice. All advertising materials must be submitted to AEWM/AEFS/MAS for review and approval prior to use.

5/21-1653448 - For financial professional use only. Not to be used with the general public or in a sales situation. © 2021 Advisors Excel, LLC

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